Lusona Financial Services are looking for a Compliance Manager to join a financial services business in Edinburgh on a part time basis. You will work within a well-respected organisation that has gone through a large change programme to implement new robust systems and processes.
As the compliance manager you will be expected to continuously review and maintain the internal compliance procedures to make sure the business is prepared for and adapts to new rules & regulations.
It is essential that you have experience operating in a compliance role in financial planning, wealth management, investment management or asset management environments. You will have experience in areas such as AML, TCF, GDPR and MiFID II. The firm will want to appoint you as CF10, so it is advantageous if you have held this before but not essential.
The client offers flexible working and are looking for someone for 3 or 4 days per week as the compliance regime is already in place and the operation is working BAU, so it is more about maintenance and ongoing development of the existing structure.
For further details please contact Chris Connelly via firstname.lastname@example.org or call the office on 01698 440 333.