job / compliance assistant north east scotland aberdeen 3997
This vacancy is now closed

Compliance Assistant - Aberdeen

Financial Services
Ref: 3997 Date Posted: Tuesday 16 Oct 2018
LinkedIn ShareShare
More

Lusona Financial Services are looking to attract a Compliance Assistant to join a leading national IFA who are looking to add more compliance support to their office in Aberdeen.

The business can proudly boast of providing high standards of financial advice to both private and business clients and has robust systems and processes that have been in place for a number of years before RDR leaving them in a very strong position.

As a Compliance Consultant you will support the Compliance Manager ensuring the company achieves high standards of compliance whilst providing the highest levels of customer service.  You will be responsible for reviewing client files, assisting in producing regulatory reports, assist with the development and communication of policies and procedures, and support the Compliance Manager with any compliance projects.

Suitable applicants will be working within a similar role within financial services with an understanding of developments of financial services regulation within the UK, and enjoy keeping up to date with any changes.  You will have excellent communication skills - both written and verbal and be working toward your Level 4 Diploma.

This role offers a competitive basic salary and generous benefits package including private healthcare, study support, pension ​and a generous holiday entitlement.

For more information or to apply please contact Laura Randall at Lusona on 01698 535878 or email laurar@lusona.co.uk